FINRA Arbitration

Securities Litigation

FINRA Arbitration

Along with prominent New York litigators Kirby McInerney LLP, McKay Chadwell successfully represented local non-profit corporations in FINRA arbitrations against large, institutional banks. The clients alleged various misrepresentations and breaches of statutory and fiduciary duty to the underwriters of their Auction Rate Securities. Kirby McInerney and McKay Chadwell successfully resolved these matters to the clients' satisfaction.